Mr. Ketchum said that in addition to concerns about brokers' current advisory activities, Finra has several other worries that it will be investigating. “We need a better understanding” of how social networking tools such as Twitter are being used by advisers to communicate with clients, he said. “Each time technology has advanced, it has created new exposures for registered persons and investors,” he said.
Friday, October 23, 2009
New head of FINRA
Friday, October 16, 2009
Thursday, October 1, 2009
Twitter business
- MarthaStewart would you buy martha stewart product for animals at pet smart?? f and s harnesses and diamond necklaces and coats? about 1 hour ago
- MarthaStewart i am sitting in my conference room with eight people from pet smart do you shop there?? about 1 hour ago
Carol Jones
Sent from my iPhone
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